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Mitigation Bank Permitting Forms

File Information & Instructions

DEP has implemented a paperless permitting process that allows for the electronic submission of applications, forms, and requests for information, and, following permit issuance, the submission of required compliance forms. In order to complete the following DEP electronic forms, you must have Adobe Reader 8.0 or higher. We suggest you download Adobe Reader 11, which is free, from Adobe. 

Mitigation Bank Permitting

A mitigation bank permit is a type of Environmental Resource Permit (ERP). The Joint Application for an Environmental Resource Permit, including sections A, C and G, along with the Uniform Mitigation Assessment Method forms, provide the basis for a mitigation bank permit application.

62-330 Joint Application and 62-345 UMAM forms

Form Description
62-330.060(1) Sec. A Section A: Joint Application for an Individual and Conceptual Environmental Resource Permit/Authorization to use State-Owned Submerged Lands/Federal Dredge and Fill Permit
62-330.060(1) Sec. C Section C: Supplemental Information for Works or Other Activities In, On, Or Over Wetlands and/or Other Surface Waters
62-330.060(1) Sec. G Section G: Supplemental Information Required for Mitigation Banks
62-345.300(1) UMAM Part I - Qualitative Description (excel format)
62-345.300(2) UMAM Part II- Quantification of Assessment Area (excel format)
62-345.300(3) UMAM - Mitigation Determination Formulas (excel format)

General information about the ERP program is available at DEP’s SLERC main page.

Important note: For documents and/or plans that are too large to send via email (greater than 20mb), upload documents to DEP’s external Mining & Mitigation Bank FTP Site using the naming conventions outlined in the Electronic Submission Instructions document.

62-342.700 Mitigation Bank – Financial Assurance Forms 

Form Description
62-342.700(1) Mitigation Bank Performance Bond to Demonstrate Construction and Implementation Financial Assurance
62-342.700(2) Mitigation Bank Irrevocable Letter of Credit to Demonstrate Construction and Implementation Financial Assurance
62-342.700(3) Mitigation Bank Standby Trust Fund Agreement to Demonstrate Construction and Implementation Financial Assurance
62-342.700(4) Mitigation Bank Trust Fund Agreement to Demonstrate Construction and Implementation Financial Assurance
62-342.700(5)

Mitigation Bank Trust Fund Agreement to Demonstrate Perpetual Management Financial Assurance

62-342.700(6) Mitigation Bank Standby Trust Fund Agreement to Demonstrate Perpetual Management Financial Assurance
Last Modified:
May 16, 2023 - 9:15am

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